OPTIONS
MARKET
COMPETITIVE ONCE AGAIN
Our Company
SpiderRock EXS LLC is a FINRA-regulated broker dealer and a NFA member specializing in electronic execution and market access services.
Products supported
EXS can facilitate execution of all U.S. listed equities, equity options, and futures via a low latency infrastructure directly connected to exchanges or other providers’ DMA systems.
Regulatory oversight
EXS provides regulatory oversight for clients trading activity, which includes provision of market access routes and risk controls, retention of all trading records, reporting and surveillance obligations.
Direct Market Access (DMA)
As a FINRA member, EXS can structure client-specific market access routes to optimize latency, minimize cost, preserve existing relationships, or provide redundancy. Clients can leverage their prime broker’s infrastructure to access markets or use our direct connectivitity to exchanges.
Expert customer support team
U.S.- and EU-based customer support specialists continually monitor the platform and respond to any client inquiries throughout the trading session.
Compliant Pre-Trade Risk Layer
EXS provides a fully compliant 15c3-5 risk layer, allowing market access risk controls to check parent order validation, client firm risk exposure, and account authorization checks.
Access to SpiderRock Platform
EXS clients gain access to the SpiderRock Platform, a high-performance cloud-based trading and risk system offering best in class algorithmic routing logic.
Additional information and regulatory standing of SpiderRock EXS can be found by using
FINRA BrokerCheck and NFA Basicnet.
